The Financial Conduct Authority (FCA) has fined and banned Craig Buchan and Martin Cooke for “recklessly” breaching requirements.

The Financial Conduct Authority (FCA) will consult on high-level proposals aimed at providing targeted support for pension ...

The Financial Ombudsman Service (FOS) and Financial Conduct Authority (FCA) have released a joint call for input in a move to modernise the redress system.

London Capital & Finance (LCF), a failed mini-bond issuer, operated as a Ponzi scheme, the High Court has ruled.

The government has published the interim report of its Pensions Investment Review – setting out proposals it is consulting on to “deliver scale and consolidation” of the defined contribution (DC) ...

Despite the spike in demand for lump sum withdrawals from pensions pre-Autumn Budget, advice platform net sales rose marginally to £3.1bn, Fundscape has revealed.

Rachel Reeves is set to modernise the Financial Ombudsman Service (FOS) framework and announce a Financial Conduct Authority (FCA) consultation in a bid to drive financial services growth.

AJ Bell is cutting the ongoing charges (OCF) for its two multi-asset income funds as part of a commitment to sharing economies of scale with clients, having seen £1.5bn of inflows this year.

Professional Adviser looked at prices for financial advice and planning exams offered through the Chartered Institute for ...

Firms that embrace technology to enhance the advice process for clients will be the ones to succeed as artificial intelligence (AI) use continues to grow, delegates heard.

Taboos around vulnerability deter more than half of clients from discussing additional support needs with their financial adviser, St James’s Place (SJP) has found.

If the Personal Finance Society (PFS) decided to cut ties with its parent organisation the Chartered Insurance Institute (CII) it would not be an easy break and members would suffer, the latter’s CEO ...